Vera Financial Solutions values our customers and makes it a top priority to safeguard the confidential
information of our customers. We are committed to protecting your privacy and maintaining your trust
and confidence.
Vera Financial Solutions collects information about you to assist us in providing services to help you
meet your financial goals and objectives and provide high standards of customer service. Additionally,
information is obtained from you in order to help us fulfill our legal and regulatory requirements.
Information collected may vary depending on the services requested and the scope of your engagement
with us.
Information Collected About You
Vera Financial Solutions collects nonpublic personal information about you from the following sources:
- Information provided on applications and related forms, such as name, address, telephone
number, birth date, net worth, annual income, information about your personal finances.
- Information from your employer, association, or benefit plan sponsor.
- Information may be obtained such as demographics depending on the services you are requesting from us.
We do not disclose information to nonaffiliated third parties about our current or former customers,
except as permitted by law. However, should for any reason our policy change, we will notify you by
providing you with an amended Privacy Notice prior to making disclosure of your nonpublic information
to nonaffiliated third parities that are not permitted under law.
Policies and Practices to Protect Your Personal Information
We train our staff to take caution in handling personal information. We restrict access to nonpublic
information about you to staff that need to know such information, who assist in providing services to
you, or who assist in the administration of the office, in order to maintain confidentiality of your
information. Further, we limit staff access to information to only those who have a business or
professional reason for knowing such information.
If you close your account, cease services with us, or become an inactive customer, we will continue to
adhere to the privacy policy disclosed herein, unless we notify you by providing an amended Privacy
Notice.
Disclosure of Personal Information
We may disclose personal information obtained from you to financial service providers that service or
provide support to your accounts, as permitted under law, such as:
- Securities broker/dealers.
- Other investment advisers.
- Insurance agents and insurance companies.
- Investment companies.
- Third-party administrators and vendors hired to effect, administer or enforce transactions or
services in your accounts.
- Consumer reporting agencies in connection with your application or renewal of insurance
coverage.
We will not share information about you with nonaffiliated third parties, unless we have provided you
with an updated Privacy Notice and provided you with an opportunity to approve or disapprove of the
sharing of your information.
Additionally, we may be required by law or regulation to disclose information to third parties such as in
response to a subpeoena, to prevent fraud, to comply with rules and regulations to which we are subject,
in response to inquiries from industry regulators, and in order to comply with our broker/dealer’s policies
with whom our associated persons may be registered.
We will affirm our Privacy Policy annually in writing, provided you maintain an ongoing relationship
with us. |
